1. Preparing AP and Sub broker Registration documents for CP’s across the segments.
2. Change of address doc, change in Trade Name, change in
director / Partner for CP’s across the segments.
3. Canellation of AP & Sub broker across the segments.
4. Verifying and dispatching the documents to Compliance
for Registration with the exchanges.
5. Follow up with CP’s for pending requirements.
6. Resolving CP’s queries related to documents /
7. Sending registration documents as per requirements of
8. Resolving exchange queries regarding registration /
cancellation / change in address / change in director / Partner and same send
9. Preparing NSE Cash, NSE FO and NSE Currency &
Commodity Display Notice for registered CPs.
10. Managing financial transactions i.e. Security Deposit
& SEBI Registration Fees during the incorporation of new channel partner.
11. Issuing of
Branch Codes for New and Extension