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BSE Sub-brokers converted to Authorised Persons in Equity segment (25 Nov 2016)
-BSE Sub-brokers converted to Authorised Persons in Equity segment
NSE Sub-brokers converted to Authorised Persons in Equity segment (25 Nov 2016)
-BSE Sub-brokers converted to Authorised Persons in Equity segment
PMLA Policy (11 Mar 2016)
-PMLA Policy is framed with the objective to have a system in place for meeting the objectives of preventing any money laundering financial transaction
SEBI - Do's and Dont's (10 Jul 2015)
-Awareness about Secondary Markets to Investors
NSE - Investor Alerts and Investor Rights and Obligations (10 Jul 2015)
-Awareness about Investors Rights and Obligations and client protection and Alerts.
BSE - Do's and Dont's (10 Jul 2015)
-General DOs and DON'Ts for investors prescribed by BSE
NSE Sub-brokers converted to Authorised Persons in Equity segment (27 Mar 2015)
-NSE Sub-brokers converted to Authorised Persons in Equity segment -SEBI vide its circular dated CIR/MIRSD/10/2012 dated August 27, 2012 has smoothen the process for transition from sub-broker to Authorised Person. Details of such sub-brokers converted into Authorsied Persons are updated in this list for NSE.
BSE Sub-brokers converted to Authorised Persons in Equity segment (27 Mar 2015)
-SEBI vide its circular dated CIR/MIRSD/10/2012 dated August 27, 2012 has smoothen the process for transition from sub-broker to Authorised Person. Details of such sub-brokers converted into Authorsied Persons are updated in this list for BSE.
Observation / Caution letters based on trading pattern of trading members and their clients (19 Jun 2012)
-Exchange issues observation/caution letters to Members/clients for where prima facie unusual/abnormal trading activities.
Jago Grahak Jago (12 Jun 2012)
-Awareness about commodity futures market and client protection.
ATTENTION INVESTORS:
Prevent Unauthorized Transactions in your Demat Account - Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. “ISSUED IN THE INTEREST OF INVESTORS” "Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day . Issued in the interest of Investors"
IPO Cheque:
"No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
Registered Office : Sushil Financial Services Private Limited., 12, Homji Street Fort Mumbai-400 001 • Tel. No.+91-22-40936000 • Fax No.+91-22-22665758 • Email: info@sushilfinance.com
KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

SFSPL INB010982338 (BSE CM) | SFSPL INB230607435 (NSE CM) SFSPL INF010982338 (BSE F & O ) | SFSPL INF230607435 (NSE F & O ) SFPSL INE230607435 (NSE CDX) | SFPSL INE260607435 (MSEI CDX) SFPSL INB260607438 (MSEI CM) | SFPSL INF260607438 (MSEI F & O) SCPL NBFC : N-13.01901 (RBI) | SFSPL DP:INDPCDSL1942002 (CDSL)SFSPL SEBI Research Analyst (RA) No: INH000000867 SGCPL MCX : INZ000025633 SGCPL NCDEX : INZ000025633
© 2016 Sushil Finance. All rights resevered.
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