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Notice

Kindly note multiple settlements scheduled on 13-05-2025 i.e. same day pay in / pay out for Trading date 09-05-2025 & 12-05-2025. As per SEBI circular dated July 16, 2021, Inter Settlement (BTST) not allowed from Member’s Pool Account. Shares purchased by the client on 09-05-2025 will not be available for sell on 12-05-2025 due to same day Pay-in & Pay-out on 13-05-2025. Regards-Treasury Team. (022-40778037-22-36-73)

You may be aware that SEBI has mandated interoperability amongst stock exchanges. Interoperability means that the stock-broker can settle the trades through an exchange (clearing corporation) that is independent of the exchange on which the trade is done. We have selected ICCL (BSE) as our clearing corporation for trades executed in Cash (capital market) Segment with effect from 1st July 2019 onwards.

From Today onwards w.e.f. Trade Date- 01.07.2019, In case of Sell transaction (In BSE / NSE), If you are giving delivery from NSDL Demat account / CDSL Demat A/c you need to fill up below details in Delivery Instruction Slip :

Demat Account	CM BP ID	CM Name	Settlement Type	Settlement No.
NSDL Demat A/c	IN654633	Sushil Financial Services Pvt Ltd.	T +1 Rolling mkt.	2425XXX
CDSL Demat A/C	636	Sushil Financial Services Pvt Ltd.	T +1 Rolling mkt.	2425XXX

Please Note : Settlement Type will be default as Rolling market lot.
In case you require any clarification, please contact Treasury Team. 022-40778037/22/73

ATTENTION INVESTORS:

• Precautions for clients dealing in options • || • Investor Charter : Annexure A – Stock Broker | Annexure A – Research Analyst (RA) | Annexure A – DP | Annexure B - DP • || • Advisory for KYC updation • || • Advisory for Investors • || • Investor Awareness regarding the revised guidelines on Margin Collection • || • Link your Aadhar number with us here. • || • IPO Subscription: " UPI Mechanism is Compulsory for Retail Investors. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account- Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. “ISSUED IN THE INTEREST OF INVESTORS” "Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day . Issued in the interest of Investors."

Registered Office : Sushil Financial Services Private Limited., 12, Homji Street Fort Mumbai-400 001 • Tel. No. +91-22-40936000 • Fax No. +91-22-22665758 • Email: info@sushilfinance.com

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. Prevent unauthorised transactions in your account Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

Sushil Financial Services Private Limited - CIN No. U67120MH1991PTC063438- Member : BSE/ NSE. SEBI Registration No. - INZ000165135.. Depository Participant (CDSL) SEBI Registration No.- IN-DP-504-2020. Research Analyst SEBI Registration No.- INH000000867. BSE Enlistment no for RA : 5051. IPO Distributor. AMFI Registered Mutual Fund Distributor ARN No. 77875 Registered Since : 04-Jan-2010 Valid till : 03-Jan-2027

Compliance Officer Details: Name: Mr. Suresh Nemani, Email id: suresh.nemani@sushilfinance.com, Contact No: 022-40935000. In case of any grievances, please write to us on compliance@sushilfinance.com

Disclaimer :
For Research Analyst: Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Mutual fund investments are subject to market risks, read all scheme related documents carefully. Investments in securities market are subject to market risk, read all the related documents carefully before investing.

Protect Yourself from Fraudulent Activities: We want to ensure your safety and keep you informed. While we have not encountered any cases of impersonation involving our brand, it is important to stay vigilant. Fraudsters may misuse Sushil Finance name or Logo to promote fake brokerage schemes, investment opportunities, or other financial services. If you come across any suspicious activities or are unsure about the authenticity of an offer, please do not hesitate to contact us at : 📞 022-40934060 | 022-40934096 📧 social@sushilfinance.com Stay connected with us on our official social media platforms. Your security is our priority. Stay alert and verify any communication you receive to ensure it is from us.