Sushil Finance Downloads - Compliance Documents
Downloads
List of Active Authorised persons As per the SEBI circular requirement, list of active Authorised Person is updated on the website.
Details of Registered office and branches As per the SEBI exchange requirement, details of registered office and branches .
Client Bank Account Details Investors are requested to note that Sushil Financial Services Private Limited is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). Sushil Financial Services Private Limited is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons As per the SEBI circular requirement, list of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons is updated on the website.
PMLA Policy PMLA Policy is framed with the objective to have a system in place for meeting the objectives of preventing any money laundering financial transaction
SEBI - Do's and Dont's Awareness about Secondary Markets to Investors
Policy on inactive trading accounts This policy defines the treatment of dormant / inactive accounts of the clients registered with SFSPL
New Margin Norms and OTP based Pledge System for trading in stock markets and applicability of Penalty in Cash segment effective from 1st SEPTEMBER 2020 New Margin Norms and OTP based Pledge System for trading in stock markets and applicability of Penalty in Cash segment effective from 1st SEPTEMBER 2020