INVESTOR GRIEVANCES
Investor Grievances
Research Analyst Complaints
Investor Complaints Data by Research Analyst (RA)
Reference: SEBI Circular No. SEBI/HO/IMD/IMD-II CIS/P/CIR/2021/0685 dated December 13, 2021
Data for the month ending - November 2023
SNo Recieved from Pending at the end of last month Received during the month Resolved* Total Pending Pending at the end of the month** Average Resolution on time^ (in days)
Pending for less than 3 Months Pending for more than 3 Months
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
  Grand Total 0 0 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of Complaints
SNo Month Carried forward from previous month Received Resolved* Pending#
1 April 2023 0 0 0 0
2 May 2023 0 0 0 0
3 June 2023 0 0 0 0
4 July 2023 0 0 0 0
5 August 2023 0 0 0 0
6 September 2023 0 0 0 0
7 October 2023 0 0 0 0
8 Novembe 2023 0 0 0 0
  Grand Total 0 0 0 0

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
SNo Year Carried forward from previous year Received Resolved Pending at the end of the year
1 2018-2019 0 0 0 0
2 2019-2020 0 2 2 0
3 2020-2021 0 0 0 0
4 2021-2022 0 0 0 0
5 2022-2023 0 0 0 0
  Grand Total 0 2 2 0
Milestone | Site Map | Disclaimer | Privacy Policy | Investor Grievances | CSR Policy | Form MGT 7 | BSE | NSE | CDSL | CDSL E voting | NSDL eVoting | AMFI | SCORES | SEBI

Registered Office : Sushil Financial Services Private Limited., 12, Homji Street Fort Mumbai-400 001 • Tel. No. +91-22-40936000 • Fax No. +91-22-22665758 • Email: info@sushilfinance.com

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. Prevent unauthorised transactions in your account Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

Sushil Financial Services Private Limited - CIN No. U67120MH1991PTC063438- Member : BSE/ NSE. SEBI Registration No. - INZ000165135.. Depository Participant (CDSL) SEBI Registration No.- IN-DP-504-2020. Research Analyst SEBI Registration No.- INH000000867. Distributor of Mutual funds and IPO - ARN No.77875.

© 2023 Sushil Finance. All rights reserved.