| Stock Broker Investor Complaints |
| Investor Complaints Data by Stock Brokers |
| Reference: SEBI Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/676 dated December 02, 2021 |
| Data for the month ending - August 2023 |
| SNo |
Recieved from |
Carried forward from previous month
|
Received during the month |
Total Pending |
Resolved* |
Pending at the end of the month** |
Average Resolution on time^ (in days) |
| Pending for less than 3 Months |
Pending for more than 3 Months |
| 1 |
Directly from Investors |
0 |
1 |
0 |
1 |
0 |
0 |
| 2 |
SEBI (SCORES) |
0 |
0 |
0 |
0 |
0 |
0 |
| 3 |
Stock Exchanges |
0 |
0 |
0 |
0 |
0 |
0 |
| 4 |
Other Sources (if any) |
0 |
0 |
0 |
0 |
0 |
0 |
| |
Grand Total |
0 |
1 |
0 |
1 |
0 |
0 |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of Complaints
| SNo |
Month |
Carried forward from previous month
|
Received |
Resolved* |
Pending# |
| 1 |
April 2023 |
0 |
0 |
0 |
0 |
| 2 |
May 2023 |
0 |
0 |
0 |
0 |
| 3 |
June 2023 |
0 |
0 |
0 |
0 |
| 4 |
July 2023 |
0 |
0 |
0 |
0 |
| 5 |
August 2023 |
0 |
1 |
1 |
0 |
| |
Grand Total |
0 |
1 |
1 |
0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints – Stock Brokers
| SNo |
Year |
Carried forward from previous year |
Received during the year |
Resolved during the year |
Pending at the end of the year |
| 1 |
2017-2018 |
0 |
4 |
4 |
0 |
| 2 |
2018-2019 |
0 |
14 |
14 |
0 |
| 3 |
2019-2020 |
0 |
7 |
7 |
0 |
| 4 |
2020-2021 |
0 |
9 |
9 |
0 |
| 5 |
2021-2022 |
0 |
6 |
6 |
0 |
| 6 |
2022-2023 |
0 |
7 |
7 |
0 |
| |
Grand Total |
0 |
47 |
47 |
0 |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.