- Oversee
day-to-day depository activities, including securities pay-in/pay-out and the
creation of pledges for margin shortfalls/exposure.
- Implement
efficient processes for all depository activities and measure TAT.
- Maintain and
reconcile Depository Records/Registers and safe keeping of records.
- Manage audit
processes, including Concurrent, Internal, and External audits.
- Collaborate
with back office vendors to resolve system-related issues.
- Ensure
compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI,
Depository Act (including Rules & Bye Laws) and update operation procedures
for HO and Branches.
- Analyze and
report suspicious transactions and alerts daily to FIU after board approval.
- Formulate risk
measurement parameters for Depository Operations.
- Prepare
various MIS and Management Reports monthly and as required
Job Competencies:
Excellent verbal and written
communication skills
Customer focus
Analytical
Eye for Detail
Multi Tasking
Negotiation Skills
Technical Competencies
Good knowledge of CDSL Depository Operations and compliance requirements
Adequate knowledge of primary and secondary market operations.
Proficiency in MS Office tools, especially Excel.
Familiarity to Trackwizz Application
Familiarity to Cross Application
Must possess NISM VI DP Operations Certification
Familiarity with CDSL System and Depository Back office operations.
