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Investor Grievances
compliance@sushilfinance.com

Investor Grievances Escalation Matrix
Details of Contact Person
Address Direct Contact No. Email ID Operational / Working Hours
Customer Care / Client Servicing Ms. Manali Golatkar 12, Homji Street, Fort, Mumbai- 400001 022-4077 8088 manali.golatkar@sushilfinance.com (8.30 am to 5.30 pm)
Head Of Client Servicing - DP Mr. Durga Mishra 12, Homji Street, Fort, Mumbai- 400001 022-40778096 durga.mishra@sushilfinance.com (8.30 am to 5.30 pm)
Head of Customer care - Broking Mr. Nasir Khan 12, Homji Street, Fort, Mumbai- 400001 022-4093 4000 nasir.khan@sushilfinance.com (8.30 am to 5.30 pm)
Compliance Officer Mr. Suresh Nemani 12, Homji Street, Fort, Mumbai- 400001 022-4093 5000 suresh.nemani@sushilfinance.com (9.00 am to 6.00 pm)
Whole Time Director Mr. Viral Parikh 12, Homji Street, Fort, Mumbai- 400001 022-4077 8000 viral.parikh@sushilfinance.com (9.00 am to 6.00 pm)
 
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.gov.in/scores/Welcome.html or Exchange https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx or https://investorhelpline.nseindia.com/NICEPLUS/ or with CDSL at https://www.cdslindia.com/Footer/grievances.aspx Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal/Depository Portal”.

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Sushil Financial Services Private Limited.
12, Homji Street Fort Mumbai-400 001

Genius Bldg. 4th Road, Khar (W) Mumbai-400052

ATTENTION INVESTORS:
• Precautions for clients dealing in options • || • Investor Charter : Annexure A – Stock Broker | Annexure A – Research Analyst (RA) | Annexure A – DP | Annexure B - DP • || • Advisory for KYC updation • || • Advisory for Investors • || • Investor Awareness regarding the revised guidelines on Margin Collection • || • Link your Aadhar number with us here. • || • IPO Subscription: " UPI Mechanism is Compulsory for Retail Investors. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account- Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. “ISSUED IN THE INTEREST OF INVESTORS” "Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day . Issued in the interest of Investors."
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Registered Office : Sushil Financial Services Private Limited., 12, Homji Street Fort Mumbai-400 001 • Tel. No. +91-22-40936000 • Fax No. +91-22-22665758 • Email: info@sushilfinance.com

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. Prevent unauthorised transactions in your account Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

Sushil Financial Services Private Limited - CIN No. U67120MH1991PTC063438- Member : BSE/ NSE. SEBI Registration No. - INZ000165135.. Depository Participant (CDSL) SEBI Registration No.- IN-DP-504-2020. Research Analyst SEBI Registration No.- INH000000867. Distributor of Mutual funds and IPO - ARN No.77875.

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