DP and CRF Forms - Sushil Finance
Downloads

Letter to Add/Delete Beneficiary details for execution of OFF-MARKET transactions
Letter to Add/Delete Beneficiary details for execution of OFF-MARKET transactions
VERIFICATION & DUE DILIGENCE LETTER
Download Pdf File
Physical Shares Transposition -Cum-Demat Form
Download Pdf File
Redemption for Fraction ETF Nippon
Download Pdf File
Signature-verification-form
Signature-verification-form
Mandatory Trading Preference Format for Account Opened after 31 July 2023 using Account Opening Form Version 2.34 or older versions.
Download Pdf File
KYC Validation Link Details
link
Form for Email and Mobile Number Modification (Only For KRA)
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(FN 1) Online Account Opening Form (INDIVIDUAL)
Download -> Fill up -> Print it -> Sign it -> Send it to us
(FN 2) New All Purpose Modification Form ( ReKYC ) INDIVIDUAL
New Combined Modification Format w.e.f. 1-11-2022
(FN 3)  NOMINATION FORM
Demat and Trading Nomination Form
(FN 4) Online Account Opening Form (Non Individual)
Download -> Fill up -> Print it -> Sign it -> Send it to us
(FN 5) Trading Preference Letter
Segment Updation Form
(FN 6) Client Financial Details - Individual
Financial Details Updation Form
(FN 7) Letter for Order Placement - Self (Sr. Citizen)
Annexure 1 for Senior Citizen Letter
(FN 8) Authority Letter for Order Placement ( Sr. Citizen)
Annexure 2 for Senior Citizen Letter
(FN 9) Individual KRA Form
For Individual KRA Purpose Only for Modification use FN 2
(FN 10) Client Financial Details - NON - Individual
Financial Details Updation Form
(FN 11)
Additional Information KYC/FATCA UBO form for NON-INDIVIDUAL.
(FN 12) Trading and/or DP Account Closure
Account Closure Form
(FN 13) Trading-DP A/c Shifting within Sushil CPs/HO
Account Shifting Form
(FN 14 ) FATCA Declaration ( Individual)
FATCA Declaration
(FN 15) HUF Declaration
Declaration of Coparceners for HUF.
(FN 16) Format of Share Holding Pattern Company
Download Pdf File
(FN 17) Format of Sharing_Partnership Firm
Download Pdf File
(FN 18) Most Important Terms and Conditions for Clients
(MITC) Download - Print it - Sign it - Send it back to us
UCC Annexure for Delivery Instruction Slip for Payin
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KYC / Modification KYC NON-INDIVIDUAL
New KYC Format w.e.f. 1-11-2022
RE KYC For Activation of Inactive Clients ( Non- Individual )
RE KYC For Activation Of Inactive Clients ( Non Individual )
DOs And DON'Ts
DOs And DON'Ts
KRA CHANGE FORM NON - INDIVIDUAL
KRA CHANGE FORM NON INDIVIDUAL
MPRF - Annexure B
MARGIN PLEDGE /REPLEDGE REQUEST FORM ( MPRF ) Annexure B
MURF - Annexure C
MARGIN UNPLEDGE REQUEST FORM ( MURF ) Annexure C
IPV AND DOCUMENT VERIFICATION CONFIRMATION
ANNEXURE-I
TRANSMISSION ON DEATH OF SOLE BO
Transmission On Death of Sole Bo ( 7.1 )
Additional risk document
Additional risk document
Additional Information for CERSAI KYC
Additional Information for CERSAI KYC
Uniform Risk Disclosure Documents (for all segments / exchanges) & Guidance Note detailing Do’s and Don’ts for trading on exchanges

The above mentioned documents in the vernacular languages are available on NSE website at https://www.nseindia.com/trade/members-client-registration-documents and can be downloaded.
The said documents in the vernacular languages are available on BSE website and can be access and down load at https://www.bseindia.com/static/investors/client_regislanguages.aspx


BSDA LETTER
BASIC SERVICE DEMANT ACCOUNT
Board Resolution_IPV and Authorisation Letter for IPV (Annexure 1)
Board Resolution _ IPV and Authorisation Letter for IPV (Annexure 1)
Rights and Obligation for SLB
Rights and Obligation for SLB
Client Profiling Guidelines
Guidelines for Client Profiling
Client Profile Form
Client Profile Updation Form
Mandatory and Non Mandatory Documents for client
RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS
ECN Letter
ECN letter for Digital marking
DP Rights and Obligations
DP Rights and Obligations
Transmission on death of one of the joint holders
Transmission on death of one of the joint holders
CDSL SMS REGISTRATION FORM
CDSL SMS Registration
HUF Declaration who do not have PAN
HUF declaration for those who do not have pancard (02-02-2012)
Rajiv Gandhi Equity Scheme Form B
Rajiv Gandhi Equity Scheme Form B
Rajiv Gandhi Equity Scheme Form A
Rajiv Gandhi Equity Scheme Form A
Welcome Kit React - Resend Format
Welcome Kit React - Resend Format
Basic Service Demat Account Request Form
Basic Service Demat Account Request Form
Physical Shares Transmission Demat Form
Physical Shares Transmission Demat Form
Trading Rights and Obligation
Trading Rights and Obligation
REMAT REQUEST FORM - RRF
REMAT REQUEST FORM - RRF
SIGN CHANGE FORMAT FOR DEMAT
SIGN CHANGE FORMAT FOR DEMAT
KYC COVERING LETTER
KYC COVERING LETTER
ATTENTION INVESTORS:
Precautions for clients dealing in options • || • Investor Charter : Annexure A – Stock Broker | Annexure A – Research Analyst (RA) | Annexure A – DP | Annexure B - DP • || • Advisory for KYC updation • || • Advisory for Investors • || • Investor Awareness regarding the revised guidelines on Margin Collection • || • Link your Aadhar number with us here. • || • IPO Subscription: " UPI Mechanism is Compulsory for Retail Investors. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account remains in investor's account." • || • Prevent Unauthorized Transactions in your Demat Account- Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. “ISSUED IN THE INTEREST OF INVESTORS” "Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day . Issued in the interest of Investors."
About the company
Established in 1982 by Mr. Sushil N. Shah as a proprietary concern, SUSHIL FINANCE, over a period of time, has emerged as one of India’s leading Financial Services.... Read More
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"Gain key market insights and stay informed with a real-time Economic Calendar that tracks major global financial events"
Registered Office : Sushil Financial Services Private Limited., 12, Homji Street Fort Mumbai-400 001 • Tel. No. +91-22-40936000Fax No. +91-22-22665758Email: info@sushilfinance.com

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Receive alerts on your Registered Mobile number for all debit and other important transactions in your demat account directly from CDSL on the same day. Prevent unauthorised transactions in your account Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

Sushil Financial Services Private Limited - CIN No. U67120MH1991PTC063438- Member : BSE/ NSE. SEBI Registration No. - INZ000165135.. Depository Participant (CDSL) SEBI Registration No.- IN-DP-504-2020. Research Analyst SEBI Registration No.- INH000000867. BSE Enlistment no for RA : 5051. IPO Distributor. AMFI Registered Mutual Fund Distributor ARN No. 77875 Registered Since : 04-Jan-2010 Valid till : 03-Jan-2027

Compliance Officer Details: Name: Mr. Suresh Nemani, Email id: suresh.nemani@sushilfinance.com, Contact No: 022-40935000. In case of any grievances, please write to us on compliance@sushilfinance.com

Disclaimer :
For Research Analyst: Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Mutual fund investments are subject to market risks, read all scheme related documents carefully. Investments in securities market are subject to market risk, read all the related documents carefully before investing.

Protect Yourself from Fraudulent Activities: We want to ensure your safety and keep you informed. While we have not encountered any cases of impersonation involving our brand, it is important to stay vigilant. Fraudsters may misuse Sushil Finance name or Logo to promote fake brokerage schemes, investment opportunities, or other financial services. If you come across any suspicious activities or are unsure about the authenticity of an offer, please do not hesitate to contact us at : 📞 022-40934060 | 022-40934096 📧 social@sushilfinance.com Stay connected with us on our official social media platforms. Your security is our priority. Stay alert and verify any communication you receive to ensure it is from us.

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